National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-82417 | SEC Issue Date:Dec 28, 2017 | File Number:SR-CboeBZX-2017-013 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| Release Number:34-82401 | SEC Issue Date:Dec 26, 2017 | File Number:SR-CboeBZX-2017-014 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-82389 | SEC Issue Date:Dec 22, 2017 | File Number:SR-CboeBZX-2017-016 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program View Received Comments See Also - Exhibit 5 |
| Release Number:34-82379 | SEC Issue Date:Dec 21, 2017 | File Number:SR-CboeBZX-2017-012 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| Release Number:34-82337 | SEC Issue Date:Dec 15, 2017 | File Number:SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 |
| Release Number:34-82328 | SEC Issue Date:Dec 14, 2017 | File Number:SR-CboeBZX-2017-011 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II View Received Comments |
| Release Number:34-82304 | SEC Issue Date:Dec 12, 2017 | File Number:SR-CboeBZX-2017-008 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order See Also - Exhibit 5 |
| Release Number:34-82236 | SEC Issue Date:Dec 7, 2017 | File Number:SR-CboeBZX-2017-009 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform See Also - Exhibit 5 |
| Release Number:34-82227 | SEC Issue Date:Dec 6, 2017 | File Number:SR-CboeBZX-2017-007 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-82217 | SEC Issue Date:Dec 5, 2017 | File Number:SR-CboeBZX-2017-005 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares |